SFC Licences of LEE Man Sa 利曼莎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 11 June 2014 | 31 July 2019 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 11 June 2014 | 31 July 2019 |
Tianda Securities Limited 天大証券有限公司 | RE | 2 | 26 January 2012 | 09 May 2014 |
Tianda Securities Limited 天大証券有限公司 | RE | 1 | 26 January 2012 | 09 May 2014 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 04 October 2010 | 14 January 2012 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 20 August 2010 | 14 January 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 04 March 2010 | 06 August 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 18 June 2009 | 06 August 2010 |