SFC Licences of HORSLEY-HEATHER Nicholas John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 28 November 2012 | 04 April 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 28 November 2012 | 04 April 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 November 2012 | 04 April 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 28 November 2012 | 04 April 2014 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 02 February 2010 | 13 September 2012 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 02 November 2009 | 13 September 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 02 November 2009 | 13 September 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 November 2009 | 13 September 2012 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 02 November 2009 | 19 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 25 May 2009 | 25 June 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 May 2009 | 25 June 2009 |