SFC Licences of SUN Kai Man 孫啟文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yunfeng Securities Limited 雲鋒證券有限公司 RO 4 21 February 2022 22 August 2023
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 4 21 February 2022 22 August 2023
Yunfeng Securities Limited 雲鋒證券有限公司 RO 1 04 February 2020 22 August 2023
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 1 04 February 2020 22 August 2023
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 21 November 2019 04 February 2020
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 21 November 2019 04 February 2020
China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 RO 1 23 November 2017 31 October 2019
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 21 February 2017 27 October 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 21 February 2017 27 October 2017
Chief Securities Limited 致富證券有限公司 RE 1 28 July 2015 09 September 2015
Chief Commodities Limited 致富期貨商品有限公司 RE 2 28 July 2015 09 September 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 19 February 2010 13 September 2014
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 19 February 2010 13 September 2014
Celestial Commodities Limited 時富商品有限公司 RE 2 20 May 2009 06 February 2010
Celestial Securities Limited 時富證券有限公司 RE 1 20 May 2009 06 February 2010