SFC Licences of KIDO Tadashi 城戶証
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 01 March 2016 | 22 August 2018 |
Merrill Lynch Far East Limited | RE | 1 | 01 March 2016 | 22 August 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 March 2016 | 22 August 2018 |
Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 12 April 2012 | 26 April 2014 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 18 November 2011 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 29 June 2009 | 18 November 2011 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 29 June 2009 | 18 November 2011 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 29 June 2009 | 18 November 2011 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 20 May 2009 | 20 June 2009 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 20 May 2009 | 20 June 2009 |