SFC Licences of ZHU Jianfang 諸建芳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 18 December 2020 30 November 2022
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 04 June 2009 10 December 2020