SFC Licences of KIRK Bruce Stephen James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 28 October 2020 | 18 July 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 28 October 2020 | 18 July 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 October 2020 | 18 July 2022 |
Torq Capital Management (HK) Limited | RO | 9 | 04 October 2016 | 31 March 2017 |
Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 03 September 2013 | 26 February 2016 |
Azentus Capital Management Limited | RO | 9 | 21 February 2011 | 08 March 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 May 2009 | 13 January 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 26 May 2009 | 13 January 2011 |