SFC Licences of TAN Shao Khing Bruce
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 05 June 2009 | 29 May 2010 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 05 June 2009 | 29 May 2010 |