SFC Licences of TU Lingfei 涂凌飛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 10 May 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 26 March 2018 09 February 2021
CLSA Limited 中信里昂證券有限公司
RE 1 26 March 2018 09 February 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 6 30 November 2016 15 February 2018
UBS Securities Hong Kong Limited
RE 6 21 December 2015 01 October 2016
Merrill Lynch Far East Limited
Merrill Lynch (Asia Pacific) Limited
RE 4, 6 13 November 2009 02 March 2013
Merrill Lynch Far East Limited
Merrill Lynch (Asia Pacific) Limited
RE 1 20 October 2009 02 March 2013
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 27 May 2009 28 September 2009
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
CLSA Limited 中信里昂證券有限公司
RE 4 25 April 2018 09 February 2021