SFC Licences of TU Lingfei 涂凌飛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	10 May 2021	20 June 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	10 May 2021	20 June 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	10 May 2021	20 June 2023
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	25 April 2018	09 February 2021
CLSA Limited 中信里昂證券有限公司	RE	4	25 April 2018	09 February 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	26 March 2018	09 February 2021
CLSA Limited 中信里昂證券有限公司	RE	1	26 March 2018	09 February 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	30 November 2016	15 February 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	30 November 2016	15 February 2018
UBS Securities Hong Kong Limited	RE	6	21 December 2015	01 October 2016
Merrill Lynch Far East Limited	RE	6	13 November 2009	02 March 2013
Merrill Lynch Far East Limited	RE	4	13 November 2009	02 March 2013
Merrill Lynch (Asia Pacific) Limited	RE	6	13 November 2009	02 March 2013
Merrill Lynch (Asia Pacific) Limited	RE	4	13 November 2009	02 March 2013
Merrill Lynch Far East Limited	RE	1	20 October 2009	02 March 2013
Merrill Lynch (Asia Pacific) Limited	RE	1	20 October 2009	02 March 2013
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	27 May 2009	28 September 2009