SFC Licences of SO Wai Nin, William 蘇偉年

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司	RE	3	21 May 2015	01 July 2022
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司	RE	2	21 May 2015	01 July 2022
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司	RE	1	21 May 2015	01 July 2022
Interactive Brokers LLC 盈透有限公司	RE	2	18 February 2013	31 December 2016
Interactive Brokers LLC 盈透有限公司	RE	3	08 February 2013	31 December 2016
Interactive Brokers LLC 盈透有限公司	RE	1	08 February 2013	31 December 2016
Wilson Securities Limited 滙生證券有限公司	RE	4	20 August 2012	03 October 2012
Wilson Securities Limited 滙生證券有限公司	RE	1	20 August 2012	03 October 2012
Hafoo Securities Limited 哈富證券有限公司	RE	1	20 August 2012	03 October 2012
BWC Forex Limited 寶華世紀外匯有限公司	RE	3	09 July 2012	03 October 2012
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	9	23 August 2010	08 October 2011
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	4	23 August 2010	08 October 2011
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	1	23 August 2010	08 October 2011
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司	RE	3	25 May 2009	26 February 2010