SFC Licences of LI Li 李莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Golden Mountain Financial Limited 金山金融有限公司 | RE | 2 | 19 June 2018 | 23 July 2021 |
| Golden Mountain Financial Limited 金山金融有限公司 | RE | 1 | 19 June 2018 | 23 July 2021 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 11 March 2014 | 18 May 2018 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 17 September 2013 | 18 May 2018 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 28 December 2011 | 23 August 2013 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 25 May 2009 | 23 August 2013 |