SFC Licences of LO Kai Pong 盧啟邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 16 February 2011 | 17 August 2012 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 09 November 2010 | 15 January 2011 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 01 June 2009 | 01 November 2010 |