SFC Licences of LAI Chu Hang 黎曙衡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 21 January 2014 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 21 January 2014 | |
China Reserve Securities Limited 東儲證券有限公司 | RE | 9 | 15 March 2012 | 20 January 2014 |
Japan Asia Asset Management Limited 日亞資產管理有限公司 | RE | 9 | 15 March 2012 | 17 April 2013 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 4 | 10 March 2011 | 20 January 2014 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 1 | 10 March 2011 | 20 January 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 June 2009 | 06 March 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 03 June 2009 | 06 March 2010 |