SFC Licences of LAI Chu Hang 黎曙衡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 21 January 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 21 January 2014
China Reserve Securities Limited 東儲證券有限公司 RE 9 15 March 2012 20 January 2014
Japan Asia Asset Management Limited 日亞資產管理有限公司 RE 9 15 March 2012 17 April 2013
China Reserve Securities Limited 東儲證券有限公司 RE 4 10 March 2011 20 January 2014
China Reserve Securities Limited 東儲證券有限公司 RE 1 10 March 2011 20 January 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 03 June 2009 06 March 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 03 June 2009 06 March 2010