SFC Licences of MONTGOMERY Alexander James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 12 July 2010 | 29 March 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 12 July 2010 | 29 March 2019 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 12 July 2010 | 23 April 2013 |
| Macquarie Asia Securities Limited | RO | 2 | 04 May 2010 | 25 June 2010 |
| Macquarie Asia Securities Limited | RE | 2 | 27 May 2009 | 04 May 2010 |