SFC Licences of CHESNEY Steven Kent
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 March 2010 | 08 April 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 19 February 2010 | 08 April 2015 |
UBS Securities Asia Limited | RE | 4 | 08 June 2009 | 11 September 2009 |