SFC Licences of LEMSITEF Mohamed-idriss
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 12 June 2023 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2014 | 12 April 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 June 2014 | 12 April 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 20 September 2011 | 31 March 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 September 2011 | 31 March 2014 |
Merrill Lynch Far East Limited | RE | 2 | 07 September 2010 | 09 May 2011 |
Merrill Lynch Far East Limited | RE | 1 | 01 June 2009 | 09 May 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2009 | 09 May 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 June 2009 | 07 September 2010 |