SFC Licences of CHEN Hao 陳灝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AJ Futures Limited 安捷期貨有限公司 RO 2 08 July 2019
AJ Asset Management Limited 安捷資產管理有限公司 RO 9 28 August 2018
AJ Asset Management Limited 安捷資產管理有限公司 RO 4 28 August 2018
AJ SECURITIES LIMITED 安捷證券有限公司 RO 4 20 July 2018
AJ SECURITIES LIMITED 安捷證券有限公司 RO 1 03 January 2018
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 19 June 2013 05 September 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 17 August 2011 05 September 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 12 August 2009 12 August 2011
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 29 May 2009 12 August 2011