SFC Licences of CHEN Hao 陳灝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AJ Futures Limited 安捷期貨有限公司 | RO | 2 | 08 July 2019 | |
AJ Asset Management Limited 安捷資產管理有限公司 | RO | 9 | 28 August 2018 | |
AJ Asset Management Limited 安捷資產管理有限公司 | RO | 4 | 28 August 2018 | |
AJ SECURITIES LIMITED 安捷證券有限公司 | RO | 4 | 20 July 2018 | |
AJ SECURITIES LIMITED 安捷證券有限公司 | RO | 1 | 03 January 2018 | |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 19 June 2013 | 05 September 2017 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 17 August 2011 | 05 September 2017 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 12 August 2009 | 12 August 2011 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 May 2009 | 12 August 2011 |