SFC Licences of YUNG Yu Shing 容宇晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wonderland International Asset Management Limited 華德國際資產管理有限公司 |
RE | 9 | 30 March 2021 | |
Wonderland International Securities Limited 華德國際證券有限公司 |
RE | 1, 2 | 19 November 2020 | |
Rich Bay Securities Limited 富利證券有限公司 |
RE | 1, 2 | 18 May 2020 | 04 November 2020 |
KVB Capital Markets Limited 昆侖國際匯金有限公司 |
RE | 3 | 30 October 2019 | 28 February 2020 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2, 5 | 27 March 2019 | 12 July 2019 |
Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 |
RE | 2, 5 | 16 November 2018 | 15 March 2019 |
HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
RE | 3 | 28 March 2017 | 16 July 2018 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
RE | 3 | 29 June 2009 | 01 October 2016 |