SFC Licences of WANG Ling 王玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 21 March 2022 | 19 June 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 21 January 2022 | 19 June 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 21 January 2022 | 19 June 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 03 March 2016 | 13 April 2016 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 5 | 26 July 2013 | 02 September 2015 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 26 July 2013 | 02 September 2015 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 29 March 2010 | 02 September 2015 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 29 March 2010 | 02 September 2015 |
| CMB International Capital Holdings Corporation Limited | RE | 1 | 15 June 2009 | 07 October 2009 |