SFC Licences of CHAN Kiu Dik, Dixon 陳翹荻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 05 December 2013 | 15 May 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 October 2013 | 15 May 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 October 2013 | 15 May 2014 |
| ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 | RE | 9 | 09 November 2012 | 12 October 2013 |
| ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 | RE | 4 | 09 November 2012 | 12 October 2013 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 06 July 2009 | 27 February 2010 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 06 July 2009 | 27 February 2010 |