SFC Licences of HARTWELL Benjamin Luke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 18 August 2021 | 21 September 2022 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 18 August 2021 | 21 September 2022 |
Macquarie Asia Securities Limited | RE | 1 | 18 August 2021 | 21 September 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 September 2017 | 20 October 2020 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 31 July 2014 | 06 March 2017 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 15 February 2011 | 04 April 2014 |
T.F.S. Derivatives HK Limited | RE | 1 | 15 June 2009 | 31 January 2011 |