SFC Licences of DAI Ling 戴岭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RE | 9 | 16 April 2015 | 02 March 2016 |
| WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 | RE | 9 | 25 July 2013 | 12 May 2014 |
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 12 October 2009 | 03 May 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 22 June 2009 | 18 July 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 22 June 2009 | 18 July 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 22 June 2009 | 18 July 2009 |