SFC Licences of POIX Arnaud Bernard Fabrice Noel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICAP Securities Hong Kong Limited RO 7 05 January 2021 01 June 2022
ICAP Securities Hong Kong Limited RO 2 05 January 2021 01 June 2022
ICAP Securities Hong Kong Limited RO 1 05 January 2021 01 June 2022
Tullett Prebon (Hong Kong) Limited RO 7 05 January 2021 01 June 2022
Tullett Prebon (Hong Kong) Limited RO 2 05 January 2021 01 June 2022
Tullett Prebon (Hong Kong) Limited RO 1 05 January 2021 01 June 2022
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 7 19 March 2014 29 June 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 2 19 March 2014 29 June 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 1 19 March 2014 29 June 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 28 October 2013 19 March 2014
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 28 October 2013 19 March 2014
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 28 October 2013 19 March 2014
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 7 18 June 2010 17 December 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 2 18 June 2010 17 December 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 1 18 June 2010 17 December 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 19 June 2009 18 June 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 19 June 2009 18 June 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 19 June 2009 18 June 2010