SFC Licences of LIM Sen Ming

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	07 January 2022	20 July 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	07 January 2022	20 July 2022
New Prospect Capital Limited 新域資本有限公司	RO	4	29 November 2017	01 June 2018
New Prospect Capital Limited 新域資本有限公司	RO	1	29 November 2017	01 June 2018
Shining Capital Management Hong Kong Limited 尚心資本管理香港有限公司	RO	9	20 November 2014	31 May 2017
Shining Capital Management Hong Kong Limited 尚心資本管理香港有限公司	RE	9	11 April 2013	20 November 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	20 July 2011	25 February 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	20 July 2011	25 February 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	11 January 2010	14 April 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	11 January 2010	14 April 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	15 June 2009	10 December 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	15 June 2009	10 December 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	15 June 2009	10 December 2009