SFC Licences of CHEN Kim Ching 陳錦清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VMI Securities Limited 創市証劵有限公司 | RO | 1 | 21 March 2022 | |
| Ruibang Securities Limited 瑞邦證券有限公司 | RO | 4 | 03 May 2021 | 17 March 2022 |
| Ruibang Securities Limited 瑞邦證券有限公司 | RO | 1 | 03 May 2021 | 17 March 2022 |
| Chuenman Securities Limited 川文證券有限公司 | RO | 4 | 02 March 2021 | 30 April 2021 |
| Chuenman Securities Limited 川文證券有限公司 | RO | 1 | 02 April 2019 | 30 April 2021 |
| Zundiao Securities Limited 尊迪奧證券有限公司 | RO | 1 | 03 September 2018 | 01 March 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 19 July 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 January 2012 | 19 July 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 January 2012 | 02 October 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 19 July 2010 | 01 January 2012 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 16 September 2009 | 01 January 2012 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 June 2009 | 01 January 2012 |