SFC Licences of MAK Chung Ming 麥仲明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 30 September 2016
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 30 September 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 2 20 June 2014 14 September 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 1 20 June 2014 14 September 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 3 20 June 2014 26 November 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 04 August 2009 30 May 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 11 June 2009 30 May 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 11 June 2009 30 May 2014