SFC Licences of MAK Chung Ming 麥仲明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 30 September 2016 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 30 September 2016 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 20 June 2014 | 14 September 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 June 2014 | 14 September 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 20 June 2014 | 26 November 2014 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 04 August 2009 | 30 May 2014 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 11 June 2009 | 30 May 2014 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 11 June 2009 | 30 May 2014 |