SFC Licences of LEUNG Lok Fai 梁樂暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	16 March 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	27 January 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	27 January 2022
Neo-Criterion Capital Limited 開域資本有限公司	RE	9	05 October 2021	31 December 2021
TBP Investment Advisory (HK) Limited	RE	9	15 August 2016	23 September 2021
Formax Securities Limited 福億證券有限公司	RE	2	09 October 2015	30 June 2016
Formax Securities Limited 福億證券有限公司	RE	1	04 May 2015	30 June 2016
CLC Futures Limited 創僑期貨有限公司	RE	2	11 February 2015	08 April 2015
CLC Securities Limited 創僑證券有限公司	RE	1	11 February 2015	08 April 2015
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	08 November 2012	30 January 2015
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	08 November 2012	30 January 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	21 June 2012	20 October 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	21 June 2012	20 October 2012
Okachi (Hong Kong) Company Limited 岡地香港有限公司	RE	2	29 June 2010	16 June 2012
Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司	RE	1	29 June 2010	16 June 2012
CASH Wealth Management Limited 時富財富管理有限公司	RE	4	03 July 2009	20 May 2010