SFC Licences of YEUNG Niki Ning Ki 楊靈機

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Roofer Asset Management Limited 路華資產管理有限公司 RO 9 07 May 2021
Roofer Securities Limited 路華證券有限公司 RO 4 17 December 2020
Roofer Securities Limited 路華證券有限公司 RO 1 31 July 2020
DOUBLE S CAPITAL LIMITED 溪源資本有限公司 RE 9 06 April 2020 08 June 2020
DOUBLE S CAPITAL LIMITED 溪源資本有限公司 RE 4 06 April 2020 08 June 2020
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 9 11 July 2014 29 June 2019
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 4 11 July 2014 29 June 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 30 December 2011 05 March 2014
Planetree Futures Limited 梧桐期貨有限公司 RE 2 02 July 2009 14 January 2011
Planetree Securities Limited 梧桐證券有限公司 RE 1 02 July 2009 14 January 2011