SFC Licences of YEUNG Niki Ning Ki 楊靈機
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Roofer Asset Management Limited 路華資產管理有限公司 | RO | 9 | 07 May 2021 | |
Roofer Securities Limited 路華證券有限公司 | RO | 4 | 17 December 2020 | |
Roofer Securities Limited 路華證券有限公司 | RO | 1 | 31 July 2020 | |
DOUBLE S CAPITAL LIMITED 溪源資本有限公司 | RE | 9 | 06 April 2020 | 08 June 2020 |
DOUBLE S CAPITAL LIMITED 溪源資本有限公司 | RE | 4 | 06 April 2020 | 08 June 2020 |
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 | RE | 9 | 11 July 2014 | 29 June 2019 |
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 | RE | 4 | 11 July 2014 | 29 June 2019 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 30 December 2011 | 05 March 2014 |
Planetree Futures Limited 梧桐期貨有限公司 | RE | 2 | 02 July 2009 | 14 January 2011 |
Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 02 July 2009 | 14 January 2011 |