SFC Licences of KWAN Christine Shumann 關詩敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 22 June 2009 16 February 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 22 June 2009 16 February 2012