SFC Licences of KWOK Ka Yiu 郭家耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 | RE | 9 | 06 April 2020 | |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RO | 1 | 15 August 2017 | |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 | RE | 9 | 24 November 2016 | 09 August 2017 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RO | 1 | 26 February 2015 | 09 August 2017 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 30 October 2014 | 26 February 2015 |
| China Demeter Securities Limited 國農證券有限公司 | RE | 1 | 03 January 2011 | 30 October 2014 |
| Ho Fung Shares Investment Limited 浩豐證券投資有限公司 | RE | 1 | 16 June 2009 | 01 January 2011 |