SFC Licences of HALL Jeremy George

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Brookfield Advisors (Hong Kong) Limited RE 4 07 July 2023
Brookfield Advisors (Hong Kong) Limited RE 1 07 July 2023
Brookfield Advisors (Hong Kong) Limited RO 4 15 May 2017 07 July 2023
Brookfield Advisors (Hong Kong) Limited RO 1 15 May 2017 07 July 2023
Brookfield Advisors (Hong Kong) Limited RE 4 27 January 2017 15 May 2017
Brookfield Advisors (Hong Kong) Limited RE 1 27 January 2017 15 May 2017
BFIN Private Advisors (Hong Kong) Limited RE 4 18 February 2016 19 January 2017
BFIN Private Advisors (Hong Kong) Limited RE 1 18 February 2016 19 January 2017
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 9 27 September 2012 11 November 2015
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 4 03 January 2012 11 November 2015
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 03 January 2012 11 November 2015
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 15 June 2009 10 November 2011
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 9 15 June 2009 10 November 2011