SFC Licences of LIAO Jie 廖杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 05 March 2014 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 28 November 2011 | 10 October 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 12 May 2010 | 10 October 2013 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 23 September 2009 | 01 November 2011 |