SFC Licences of LAU Ying Tung 劉應東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Glory Sun Securities Limited 寶新證券有限公司 | RE | 9 | 25 September 2020 | 21 December 2020 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 10 July 2020 | 21 December 2020 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 10 July 2020 | 21 December 2020 |
China Vered Securities Limited 中薇證券有限公司 | RE | 4 | 30 September 2019 | 15 May 2020 |
China Vered Securities Limited 中薇證券有限公司 | RE | 1 | 30 September 2019 | 15 May 2020 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 17 September 2013 | 30 June 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 17 September 2013 | 30 June 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 11 March 2010 | 02 September 2013 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 16 June 2009 | 30 June 2014 |