SFC Licences of LI Bo 李波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 17 August 2011 | 16 July 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 August 2011 | 16 July 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 August 2011 | 31 January 2012 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 26 April 2010 | 03 August 2011 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 16 June 2009 | 26 April 2010 |