SFC Licences of AGARWAL Prateek
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mighty Divine Investment Management Limited | RO | 9 | 11 April 2014 | 30 April 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 19 June 2009 | 14 September 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 19 June 2009 | 14 September 2012 |