SFC Licences of MAO Wei 毛威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 30 March 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 30 March 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 03 January 2020 13 March 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 03 January 2020 13 March 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 18 July 2013 18 April 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 18 July 2013 18 April 2019
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 18 July 2013 09 April 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 18 July 2013 01 November 2013
Nomura Securities (Hong Kong) Limited RE 2 04 February 2010 07 August 2012
Nomura Securities (Hong Kong) Limited RE 1 02 July 2009 07 August 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 02 July 2009 07 August 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 02 July 2009 07 August 2012
Nomura Futures (Hong Kong) Limited RE 2 02 July 2009 19 February 2010