SFC Licences of CHAN Chi Lap 陳志立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 11 January 2011 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 24 June 2009 | 31 December 2010 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 24 June 2009 | 31 December 2010 |