SFC Licences of HUNT Ross Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 2 | 30 October 2023 | |
| Millennium Capital Management (Hong Kong) Limited | RE | 1 | 30 October 2023 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 27 September 2019 | 12 October 2022 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 27 September 2019 | 12 October 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 27 September 2019 | 12 October 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 26 November 2013 | 15 June 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 26 November 2013 | 15 June 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 August 2013 | 25 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 14 August 2013 | 25 November 2015 |
| UBS Securities Hong Kong Limited | RE | 7 | 24 November 2011 | 03 May 2013 |
| UBS Securities Hong Kong Limited | RE | 1 | 24 November 2011 | 03 May 2013 |
| UBS Securities Asia Limited | RE | 1 | 30 June 2009 | 03 May 2013 |