SFC licenceholder ATD971 HUNT Ross Anthony

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 27 September 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 September 2019
J.P. Morgan Broking (Hong Kong) Limited RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 26 November 2013 15 June 2017
J.P. Morgan Broking (Hong Kong) Limited RE [1] (Dealing in Securities), [4] (Advising on Securities) 14 August 2013 25 November 2015
UBS Securities Hong Kong Limited RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 24 November 2011 03 May 2013
UBS Securities Asia Limited RE [1] (Dealing in Securities) 30 June 2009 03 May 2013