SFC Licences of TSE Perry 謝柏年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 3 | 21 May 2015 | |
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 21 May 2015 | |
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 21 May 2015 | |
Interactive Brokers LLC 盈透有限公司 | RE | 3 | 29 January 2010 | 31 December 2016 |
Interactive Brokers LLC 盈透有限公司 | RE | 2 | 17 December 2009 | 31 December 2016 |
Interactive Brokers LLC 盈透有限公司 | RE | 1 | 09 November 2009 | 31 December 2016 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 17 June 2009 | 30 September 2009 |