SFC Licences of LEE Chiu Man 李昭汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 05 January 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 09 May 2012 | 26 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 06 July 2011 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 02 July 2009 | 10 November 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 July 2009 |