SFC Licences of SO Sin Ting 蘇倩婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ENDOWUS HK LIMITED | RO | 9 | 25 January 2022 | |
| ENDOWUS HK LIMITED | RO | 4 | 25 January 2022 | |
| ENDOWUS HK LIMITED | RO | 1 | 25 January 2022 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 August 2015 | 11 August 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 June 2009 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 29 June 2009 | 06 December 2010 |