SFC Licences of CABBABE Raif
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RE | 2 | 06 September 2010 | 31 January 2012 |
| Vantage Capital Markets HK Limited | RE | 1 | 06 September 2010 | 31 January 2012 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 22 June 2009 | 18 November 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 June 2009 | 18 November 2009 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 22 June 2009 | 18 November 2009 |