SFC Licences of CHAN Ping Tong 陳炳堂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GEO Securities Limited 智易東方證券有限公司 RE 1 06 September 2013 01 December 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 02 December 2010 12 December 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 20 July 2010 12 December 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 July 2010 12 December 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 14 May 2010 17 July 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 14 May 2010 17 July 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 29 June 2009 27 April 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 29 June 2009 27 April 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 29 June 2009 27 April 2010