SFC Licences of CHAN Ping Tong 陳炳堂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 06 September 2013 | 01 December 2014 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 02 December 2010 | 12 December 2011 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 July 2010 | 12 December 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 July 2010 | 12 December 2011 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 14 May 2010 | 17 July 2010 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 14 May 2010 | 17 July 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 June 2009 | 27 April 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 29 June 2009 | 27 April 2010 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 June 2009 | 27 April 2010 |