SFC Licences of WILLIAMS Christopher James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 01 March 2016 | 31 May 2019 |
| UBS Securities Asia Limited | RE | 4 | 30 June 2009 | 01 March 2016 |