SFC Licences of KATO Takaaki 加藤崇昭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 03 December 2019 07 December 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 14 October 2019 15 October 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 April 2019 23 April 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 25 June 2018 24 September 2018
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 19 July 2016
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 19 July 2016
Morgan Stanley Hong Kong Securities Limited RE 1 17 June 2010 19 July 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 17 June 2010 19 July 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 17 June 2010 24 July 2013
Morgan Stanley Hong Kong Futures Limited RE 7 17 June 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 17 June 2010 06 December 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 25 June 2009 20 April 2010
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 25 June 2009 20 April 2010