SFC licenceholder ATE957 COOMBS Jonathan Lee 顧植德

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 16 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 June 2014
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 11 June 2014
PCA Investments Hong Kong, Limited RE [9] (Asset Management) 06 May 2013 23 January 2014
Tora Trading Services Limited RE [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 06 October 2011 30 April 2013
Tora Trading Services Limited RE [1] (Dealing in Securities) 13 October 2010 30 April 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE [1] (Dealing in Securities) 13 August 2009 25 February 2010