SFC licenceholder ATE957 COOMBS Jonathan Lee 顧植德

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2014-06-11
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-06-11
PCA Investments Hong Kong, Limited RE 9 (Asset Management) 2013-05-06 2014-01-23
Tora Trading Services Limited RE 7 (Providing Automated Trading Services), 2 (Dealing in Futures Contracts) 2011-10-06 2013-04-30
Tora Trading Services Limited RE 1 (Dealing in Securities) 2010-10-13 2013-04-30
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 (Dealing in Securities) 2009-08-13 2010-02-25