SFC Licences of COOMBS Jonathan Lee 顧植德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 23 February 2023 | |
| UBS Securities Hong Kong Limited | RE | 1 | 23 February 2023 | |
| UBS Securities Asia Limited | RE | 2 | 23 February 2023 | |
| UBS Securities Asia Limited | RE | 1 | 23 February 2023 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 11 June 2014 | 28 October 2022 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 11 June 2014 | 28 October 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 11 June 2014 | 28 October 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 June 2014 | 28 October 2022 |
| PCA Investments Hong Kong, Limited | RE | 9 | 06 May 2013 | 23 January 2014 |
| Tora Trading Services Limited | RE | 7 | 06 October 2011 | 30 April 2013 |
| Tora Trading Services Limited | RE | 2 | 06 October 2011 | 30 April 2013 |
| Tora Trading Services Limited | RE | 1 | 13 October 2010 | 30 April 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 13 August 2009 | 25 February 2010 |