SFC licenceholder ATE957 COOMBS Jonathan Lee 顧植德
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 16 February 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 11 June 2014 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | [1] (Dealing in Securities), [7] (Providing Automated Trading Services) | 11 June 2014 | |
| PCA Investments Hong Kong, Limited | RE | [9] (Asset Management) | 06 May 2013 | 23 January 2014 |
| Tora Trading Services Limited | RE | [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) | 06 October 2011 | 30 April 2013 |
| Tora Trading Services Limited | RE | [1] (Dealing in Securities) | 13 October 2010 | 30 April 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | [1] (Dealing in Securities) | 13 August 2009 | 25 February 2010 |