SFC licenceholder ATE957 COOMBS Jonathan Lee 顧植德
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 (Providing Automated Trading Services), 1 (Dealing in Securities) | 2014-06-11 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2014-06-11 | |
| PCA Investments Hong Kong, Limited | RE | 9 (Asset Management) | 2013-05-06 | 2014-01-23 |
| Tora Trading Services Limited | RE | 7 (Providing Automated Trading Services), 2 (Dealing in Futures Contracts) | 2011-10-06 | 2013-04-30 |
| Tora Trading Services Limited | RE | 1 (Dealing in Securities) | 2010-10-13 | 2013-04-30 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 (Dealing in Securities) | 2009-08-13 | 2010-02-25 |