SFC Licences of CHOWDHARY Pranav
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citadel Securities (Hong Kong) Limited | RO | 2 | 13 November 2017 | 03 July 2020 |
Citadel Securities (Hong Kong) Limited | RO | 1 | 13 November 2017 | 03 July 2020 |
Citadel Securities (Hong Kong) Limited | RE | 2 | 30 December 2015 | 13 November 2017 |
Citadel Securities (Hong Kong) Limited | RE | 1 | 30 December 2015 | 13 November 2017 |
Merrill Lynch Far East Limited | RE | 2 | 09 June 2014 | 29 September 2015 |
Merrill Lynch Far East Limited | RE | 1 | 09 June 2014 | 29 September 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 June 2014 | 29 September 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 October 2012 | 08 March 2014 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 16 October 2012 | 08 March 2014 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 16 October 2012 | 08 March 2014 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 29 June 2009 | 02 June 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 29 June 2009 | 02 June 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 29 June 2009 | 02 June 2012 |