SFC Licences of WHITE Adam Craig Tremain
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bell Potter Securities (HK) Limited | RO | 1 | 14 November 2017 | |
Bell Potter Securities (HK) Limited | RE | 1 | 07 June 2017 | 14 November 2017 |
Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 15 March 2017 |
Merrill Lynch Far East Limited | RE | 1 | 07 May 2010 | 15 March 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 May 2010 | 15 March 2017 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 07 May 2010 | 26 August 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 July 2009 | 13 August 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 July 2009 | 13 August 2009 |