SFC Licences of SAITO Takayuki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 29 July 2015 | 19 August 2021 |
Merrill Lynch Far East Limited | RE | 1 | 29 July 2015 | 19 August 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 July 2015 | 19 December 2018 |
Merrill Lynch Far East Limited | RE | 7 | 29 July 2015 | 01 November 2018 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 09 August 2013 | 09 April 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 27 May 2013 | 09 April 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 27 May 2013 | 09 April 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 May 2013 | 09 April 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 27 May 2013 | 09 August 2013 |
UBS Securities Asia Limited | RE | 1 | 06 July 2009 | 11 May 2010 |