SFC Licences of SAITO Takayuki

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 29 July 2015 19 August 2021
Merrill Lynch Far East Limited RE 1 29 July 2015 19 August 2021
Merrill Lynch (Asia Pacific) Limited RE 1 29 July 2015 19 December 2018
Merrill Lynch Far East Limited RE 7 29 July 2015 01 November 2018
Morgan Stanley Hong Kong Securities Limited RE 7 09 August 2013 09 April 2015
Morgan Stanley Hong Kong Securities Limited RE 2 27 May 2013 09 April 2015
Morgan Stanley Hong Kong Securities Limited RE 1 27 May 2013 09 April 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 27 May 2013 09 April 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 27 May 2013 09 August 2013
UBS Securities Asia Limited RE 1 06 July 2009 11 May 2010