SFC Licences of WONG Pun Lung, Rockey 黃濱龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 23 March 2018 | 31 August 2021 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 23 March 2018 | 31 August 2021 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 24 March 2016 | 09 February 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 24 March 2016 | 09 February 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 October 2009 | 01 May 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 October 2009 | 01 May 2014 |