SFC Licences of BRUCHET David Dominique Nicolas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 13 March 2023 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 March 2023 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 13 January 2020 | 12 January 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 13 January 2020 | 12 January 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 January 2020 | 12 January 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 01 February 2017 | 27 September 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 February 2017 | 27 September 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 13 July 2009 | 01 September 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 13 July 2009 | 01 September 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 13 July 2009 | 01 September 2016 |